Top 3 Ways to Streamline Investigations
Featured Speakers :
Eric Tran-Le is Vice President, Head of Actimize Premier, NICE Actimize. Eric has held several leadership positions in product management and marketing at companies including Oracle and Microsoft, where he consistently delivered innovative, best-in-class enterprise solutions in the areas of cloud-based predictive analytics for IT security. Eric is a member of the Federal Reserve’s Fraud Definitions Work Group initiative to advance the Federal Reserve’s strategy for improving the U.S. payment system.
Mark is currently CEO of RegSmart (BeRegSmart.com) and Of Counsel with the Dallas law firm Russell & Wright PLLC (rwtrial.com) and holds the Certified Anti-Money Laundering Specialist (CAMS) certification (acams.org). Mark graduated from Baylor University in 1985 with a BBA in Finance (cum laude) and from the University of Texas Law School in 1988 (with honors). He practiced law in a private firm and then for the financial services subsidiary of the nation’s largest homebuilder. Mark served as general counsel for a multi-state title agent and a mortgage quality assurance company as well as associate general counsel for a top tier mortgage lender. He was a senior partner in NIA Consulting, the nation’s largest financial fraud auditing firm, and was instrumental in arranging the sale of NIA to Interthinx (a subsidiary of Verisk–NASDAQ: VRSK).
B.J. Moravek is a Director of AML & Sanctions Compliance in Kaufman Rossin’s risk advisory services group, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and sanctions compliance, as well as investigative matters.
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in BSA and most recently served as a Senior Bank Examiner with the Office of The Comptroller of the Currency (OCC) in Washington, D.C. specializing in BSA/AML and Sanctions compliance. Prior to that, BJ served as a Senior Special Agent within the Office of Enforcement at the Financial Crimes Enforcement Network (FinCEN). He completed a twenty-year career as a Supervisory Special Agent with the United States Secret Service and served as a Senior Advisor to United States Senator Alfonse D’Amato, Chairman of the Senate Banking Committee.
Additionally, he has served as a BSA/AML/OFAC Compliance Officer for several large complex multi-national financial institutions during his career. B.J. directs BSA/AML consulting engagements including transaction look-backs, risk assessments, independent testing of compliance, and model validations and calibrations.
He earned a bachelor’s degree in the Administration of Justice from Moravian College and is a Certified Global Sanctions Specialist.
Complimentary webinar, presented by NICE Actimize
Conventional tools, siloed processes and disparate data sources all contribute to inefficient investigations – increasing your financial crime compliance costs. As your backlog of alerts continue to grow, fraud and AML teams need a way to streamline investigations and improve financial crime prevention.
NICE Actimize has developed best practices for small to mid-sized financial institutions to make the most of their resources and improve investigation efficiency. Join us to learn how you can streamline investigations through:
- AI and ML technology
- Connected fraud and AML insights
- Aggregated data intelligence