Crashing the Party: Managing Sanctions Risks within Non-Customer Parties

Featured Speakers :
WHEN : 04/30/2020 1:00 pm 2:00 pm ET

Presented by Max Lerner, VP, Global Head of Sanctions Compliance, State Street

Let’s say your firm has robust customer sanctions screening, strong policies and procedures, and is ready and willing to conduct thorough investigations into your clients. Think you’ve fully addressed your sanctions risk?

Not necessarily. While customers are critically important for sanctions compliance, underlying parties can also pose risks, and often receive far less attention than direct customers. Sanctions threats can lurk within associated parties, investors and others, and institutions need programs in place to recognize and respond to these risks.

In this webinar, a sanctions expert from State Street gives guidance on how you can keep non-customer risks from crashing the party in your compliance program. You’ll learn:

  • What sanctions risks are posed by non-customer parties;
  • How to analyze sanctions risks posed by non-customer parties; and
  • What steps can be taken to mitigate sanctions risk posed by non-customer parties.

This webinar is eligible for one CFCS credit. Access to the recording, slides and a certificate of participation are available for ACFCS members only.

Important note for ACFCS members: Please register using the same email tied to your member account.